The self-regulatory organization is asking for public comments on what could amount to a significant overhaul of its dispute resolution system.

Responding to concerns raised and longstanding debates over how the Financial Industry Regulatory Authority’s (FINRA) arbitration forum functions, on March 2, FINRA issued Regulatory Notice 26‑06, ...

Haselkorn & Thibaut wins $1.28M FINRA award against Fidelity over structured note losses, intensifying its investigation into ...

The Financial Industry Regulatory Authority Inc. (FINRA), is launching a wide-ranging consultation on possible changes to its primary mechanism for resolving disputes between the industry and ...

On February 26, 2026, the Supreme Court of Virginia drew a firm line on when an arbitration result can be challenged on bias ...

National Securities Law Firm KlaymanToskes Secures Multi-Million-Dollar Awards for Investors in FINRA Arbitrations ...

Critics say that Finra did not go far enough to remedy unpaid arbitration awards with the recent proposals advanced by the broker-dealer regulator's board. At its May 10 meeting, the Financial ...

Investor advocates are up in arms about a FINRA rule change they contend could prevent aggrieved brokerage clients from getting a fair hearing before their peers. Processing Content The Financial ...

A group of attorneys representing investors is leveling criticism at the Financial Industry Regulatory Authority’s arbitration system, accusing the self-regulatory agency of allowing its member ...

Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...

Arbitration and litigation are two ways to resolve legal disputes. Arbitration is a private process in which the parties present their cases to one or more arbitrators who make a final decision. It is ...