US buy-side firms have warned that current derivatives rules are confusing and open to interpretation, backing regulators’ plans for a rethink of the Investment Company Act of 1940. US buy-side firms ...
WASHINGTON (CN) - The Securities and Exchange Commission is asking if and how it should regulate the use of derivatives by mutual funds and other investment companies covered by the Investment Company ...
Securities and Exchange Commission Chairman Mary Schapiro said it's "critical" for regulators to gain more access to information on derivative transactions to police market abuses. Regulators need ...
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