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The @SEC has released its 2026 examination priorities, signaling heightened scrutiny across fiduciary duties, cybersecurity, AI, and compliance programs. Kamden Crawford, Esq., Associate Attorney, explains what investment advisers, broker-dealers, and fintech firms should be addressing now to prepare for examinations in the year ahead. 📧 For compliance guidance, contact Kamden Crawford, Esq. Crawford at kcrawford@psbplaw.com #securitieslaw #compliance #investmentadvisers #BrokerDeals #Fintech #
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